Frequently Asked Questions

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 No. Many Canadian and international public companies establish a U.S. trading presence through OTC Markets without pursuing a listing on a national U.S. securities exchange.

OTCQB and OTCQX provide market options for companies seeking greater U.S. investor accessibility, visibility and market participation, subject to applicable eligibility requirements.

UPLA helps issuers evaluate which approach best supports their capital markets objectives.

 Timelines vary depending on the issuer's circumstances, existing trading status, documentation and applicable regulatory review.

A straightforward Form 211 process may be completed in approximately two weeks once all required information is available. Applications for OTCQB or OTCQX may require additional time.

UPLA provides an initial assessment, identifies potential obstacles and works to keep the process moving efficiently.

 OTCQB is designed for entrepreneurial and developing companies that meet specified eligibility, disclosure and corporate verification requirements.

OTCQX is the premium OTC Markets tier, intended for established companies that satisfy more stringent financial, governance and disclosure standards.

UPLA assists issuers in evaluating eligibility, preparing applications and maintaining ongoing market requirements.

 Yes. Although headquartered in Canada, UPLA works with public and private companies seeking access to Canadian, U.S. and international capital markets.

We assist issuers across industries and jurisdictions, coordinating with local counsel, brokers, transfer agents and other market participants as required.

 UPLA combines extensive capital markets experience with practical execution and a broad network of established industry relationships.

Our work extends beyond obtaining a trading symbol or completing an application. We consider the broader requirements of operating in the public markets, including trading accessibility, settlement, governance, regulatory obligations and ongoing corporate administration.

We work closely with our clients and their professional advisors, providing direct communication, experienced guidance and a hands-on approach from start to finish.

 The first step is a conversation.

We begin by understanding your company's current position, objectives and any challenges you may be facing. From there, we can identify the appropriate services, outline the process and recommend a practical path forward.

Whether you're entering a new market, resolving an existing issue or looking for a long-term corporate services partner, our team is here to help.