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    • Home
    • ABOUT
    • CROSS BORDER SOLUTIONS
    • BUSINESS SERVICES
    • ANNUAL MEETING SERVICES
    • CONTACT
    • DTC Eligibility
  • Home
  • ABOUT
  • CROSS BORDER SOLUTIONS
  • BUSINESS SERVICES
  • ANNUAL MEETING SERVICES
  • CONTACT
  • DTC Eligibility
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Connecting Companies to Capital Markets Worldwide

 


Comprehensive Capital Markets Advisory, Exchange Listing and Corporate Services Across North America and International Markets


Accessing capital markets and navigating the requirements of public company ownership requires more than securing an exchange listing or trading symbol. It requires an understanding of regulatory frameworks, market structures, corporate governance, securities settlement and the ongoing obligations that come with operating in the public markets.


We provide comprehensive capital markets advisory and corporate services to public and private companies seeking to establish, maintain or expand their presence in Canadian, U.S. and international markets.


Our approach is built around long-term relationships and an understanding that every issuer has different needs. By combining capital markets expertise with corporate governance and operational support, we help companies navigate complex requirements, anticipate challenges and make informed decisions as their businesses evolve.

Capital Markets Access. Global SolutioNS.

Capital Markets & Exchange Listings

CORPORATE GOVERNANCE & REGULATORY ADVISORY

CORPORATE GOVERNANCE & REGULATORY ADVISORY

 Supporting public and private companies with Canadian and U.S. exchange listings, cross-border market access, OTC quotations, DTC eligibility and international trading opportunities.

CORPORATE GOVERNANCE & REGULATORY ADVISORY

CORPORATE GOVERNANCE & REGULATORY ADVISORY

CORPORATE GOVERNANCE & REGULATORY ADVISORY

 Practical governance support for boards, executives and corporate secretaries, including corporate records, continuous disclosure, regulatory filings and ongoing issuer compliance. 

Annual & Special Shareholder Meetings

Annual & Special Shareholder Meetings

Annual & Special Shareholder Meetings

End-to-end administration of annual and special meetings, from meeting preparation and proxy materials through tabulation, scrutineering and virtual or hybrid meeting coordination. 

Issuer & Shareholder Services

Annual & Special Shareholder Meetings

Annual & Special Shareholder Meetings

 shareholder communications, meeting administration, securities administration and transaction support tailored to public and private issuers.

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First Canadian Place 100 King St W, Suite 5700 Toronto, ON M5X 1C7 +1 855-UPLIST-1 +1 (647) 285-2540 info@uplistadvisory.com

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